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Biometrics
Overview of the Biometrics System
 
What is Biometrics
Person's biological and behavioral characteristics
 
Need for Biometrics
From the users' point of view, Biometrics is gaining wide popularity for two main reasons:
  Security and Management
The biometrics market arose from the need to prevent any risks or damages in various fields and it uses identity authentication to answer that need. Its uses range from physical control and management including entrance control, diligence management, and machine access control to security and management in the information industry, including computer security, distance education, e-commerce, information security, and so on. These days, computer processing of so much important information fosters information exchange in the cyberspace, and expands e-commerce fields to include online banking.
Against this backdrop, the demand for valid identity authentication is soaring along with the growth of the related businesses.
  Convenience
Convenience is one of the greatest advantages of biometrics compared to existing methods of personal authentication such as keys, identification numbers (ID) and passwords. In other words, everyone can be uniquely identified without the need for an ID, a magnetic card, a smart card, a key or a personal identification number (PIN).
A user can verify each individual by using only physical traits such as fingerprints and voice.
Also, using biometrics, a machine can electronically recognize a user, thereby enabling its system to allow for the automatic response to that user's request. In short, biometrics is able to deliver both safety and convenience in the identity verification field, thereby reaping huge economic benefits.
Characteristics Needed by Biometrics Systems
A biometrics system should use personal traits developed with the following "ideal" criteria: universal (everyone has it), unique (no two people have it alike), permanent (does not change and cannot be changed), collectable (easy to obtain and quantify with a sensor).
Concerns during the system design should include Performance (precision, speed, tenacity, resource request, operational/environmental components), Acceptability (the degree of acceptance by people), and Circumvention (how easy it is to outsmart the system). The traits also become a yardstick for the system evaluation.
All biometric technologies invariably have their own advantages and disadvantages. Table 1-1 shows the characteristics index of various kinds of biometric technologies.
Biometrics Universal Unique Perman-ence Collectable Perfor-mance Accepta-bility Circum-
vention
Face High Low Medium High Low

Low

High
Fingerprint Medium High High Medium High Medium High
Iris High High High Medium High Low High
Signature Low Low Low High Low High Low
Voice Medium Low Low Medium Low High Low
Vein Medium Medium Medium Medium Medium Medium High
DNA High High High Low High Low Low
1.1 Index of Biometrics Types
Types of Biometrics
  Biometrics using Physical Characteristics
Fingerprints, face, iris, vein, cornea, hand, DNA pattern, ear, etc
Relatively stable
Does not change much in a lifetime
Huge, expensive equipment needed. Intrusive method
  Biometrics using Behavioral Traits
Signature, voice recognition, walking style
Change according to psychological condition
Influenced by physical traits (men/women, build)
Change a lot
Simple, inexpensive equipment. Non-.offensive method
Biometrics System
Fingerprint Enrollment and Authentication Processes in a General Fingerprint Recognition System
Figure 1.1 Fingerprint Enrollment and Authentication Processes in a General Fingerprint Recognition System
Figure 1.1 is a concept map to show the process of fingerprint enrollment and authentication in the system. All biometrics systems identify an individual according to the process. The first step in the biometrics system application is the enrollment of a user in the system.
The registered biological information is raw data. By processing the data with signal algorithms such as image process, feature data to represent vital information of that individual can be obtained. The feature data will play the role of the Template. Storing the Template in a database finishes the user enrollment process. After enrollment, the user should provide his or her bio-information such as fingerprints or facial planes to use the system.
The biometrics system processes the information and gets his or her feature data and compares the data with the Template, thereby calculating similarity or matching score. After that, it matches the score with the critical value set in the initial setting to finally verify the identity. Figure 1.2 shows the biometrics system in logical blocks.
Biometrics System Logical Blocks
Figure 1.2 Biometrics System Logical Blocks
How to Identify an Individual with the Biometrics System
  Verification
By providing a user's ID and bio-information to the system at the same time, the user activates the system to compare his or her feature data obtained from the entered bio-information with the stored Template of the corresponding ID. This process of 1:1 matching is called verification or authentication.
This process is being applied to various business areas such as access control and payment authentication where a PIN is needed. For example, this can be used for a door-lock so that a user enters his or her ID and has the door reading the fingerprint. Or it can also be used for PC Log-in
  Identification
A user provides his or her bio-information only to the system. Next, the system matches the information with a Template with the highest similarity, and finds the enrollment information of that user. This is the 1:N matching process called identification or recognition.
It is being used for AFIS (Automatic Fingerprint Identification System) to find a criminal's identity through fingerprints on the crime scene. Or a camera uses the face recognition technology to find a wanted man in a crowd.
FRR, FAR
The most striking difference between the biometrics system and a traditional authentication system based on an ID/password is that the new system cannot generate 100 percent 'Yes' or 'No' answers. On the other hand, other existing systems can do so according to letters or numbers entered. In the case of biometrics, biological information could change in terms of its shape or angle when it is read, so matching scores against Templates could change accordingly.
As a result, even a valid person may be rejected or a wrong person may be accepted. The ratios developed to evaluate the probabilities of the two cases are called FRR (False Rejection Ratio) and FAR (False Acceptance Ratio).
Concept Map on FRR & FAR
Figure 1.3 Concept Map on FRR & FAR
In Figure 1.3 shown above, the shaded portion with oblique lines on the left part of a critical value is FRR, and the other portion on the right part, is FAR. Certainly, a system with less shaded portion is better.
Changes in FRR and FAR according to changes in the critical value
Figure 1.4 Changes in FRR and FAR according to changes in the critical value
The above Figure 1.4 shows the change patterns of FAR and FRR according to changes in the critical value. The point where FAR and FRR are the same is called EER (Equal Error Rate), and is used as a yardstick for evaluating the system's performance along with the two other ratios.
The smaller the shaded portion in Figure 1.3 is, the closer the graph in Figure 1.4 will be to the X and Y axis. A user can set a different critical value according to his or her purposes. For example, in the case of a very important security system, the user can reduce the possibility that an unauthorized person is accepted to near zero by setting a critical value high enough. Instead, even an authorized person can fail to get access at times.
On the other hand, if police is looking for a criminal with fingerprints obtained from the crime scene, it will be necessary to search for and analyze all possible fingerprints. In areas such as these, it is useful to set the critical value low enough to find all possible matches in the fingerprint database. In short, the higher the critical value is, the less convenient the system can be but, at the same time, its security is higher. Conversely, the lower the value is, the more convenient the system is, but its security is lax.
Therefore, it is very important for a user to set an appropriate critical value according to needs or areas of application.
  
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